PMS compliance has been designed on a 'pay as you go' basis. We do not have 'pre-agreed non-flexible packages', you build your own bespoke package based on what you will definitely use. You choose the services you want as and when you want them...it's that simple!
The compliance services PMS offer are:
Core services
- Remote Compliance Health Check Questionnaire
- Field Based Risk Assessment Day
'Pay as you go services' - payable in advance
- Full Audit
- Business Risk Review
- Compliance Assistance Day
- Remote File Check - 1 day
- Suitability Letter Generator
- Business Process Support
- Supervisor Courses
- Due Diligence for M&A
- Mortgage Endowment Redress Calculation
- Website - Limited review
Additional services - paid for in arrears
- Bespoke Compliance Manual
- Complaints Handling
- CSU Helpdesk (incl. RMAR Telephone Assistance)
- Client Communications (incl. Financial Promotions, Disclosure Items and Business Stationery Guidance, Advert Guidance & feedback)
- Remote File Check
- TCF Guidance and Validation
- Website - Page selection review
- Website - Full review
For further information, or if you would like to take any of the PMS compliance services, please call us on 0845 845 1388.