Members of PMS who are currently enjoying the industry leading compliance services from Bankhall can access them in our new secure portal powered by Bankhall.
Compliance services - provided by Bankhall
PMS is proud to be part of the Sesame Bankhall Group and as such is delighted to be able to offer our members access to industry leading Compliance services from Bankhall. Bankhall is the largest and leading supplier of support services to directly regulated financial advisers in the UK. Established over 15 years ago it has the most experienced and qualified team of Compliance consultants available to help keep you on the right track. Given the intrusive and intensive regulatory environment that we are now operating in, receiving support services from a high quality and experienced partner has never been more important than it is today.
For peace of mind why not talk to Bankhall about:
Compliance Visits - whether you specialise in one particular area or provide a holistic financial planning service, Bankhall offer expert guidance either face-to-face or over the telephone.
Online Compliance Support - including a Compliance Manual (tailored to the Mortgage and GI market) and a range of documents such as Traning and Competency palns and TCF templates.
Compliance and Technical Helplines - access to an experienced team of Mortgage, Protection and GI specialists available via phone and email for Compliance queries (including assistance with the completion of applications for CF31 and CF10 functions, in line with MMR proposals).
Regulated Business Stationery Checking - advice and guidance with the design of all your business stationery and regulatory disclosure documentation.
Website Review Service - The Bankhall Compliance Support Unit can review the content of your website and offer advice and support on how to best promote your business online in a compliant fashion.
Remote File Checking Service - Bankhall can offer you guidance on Pre or Post advice scenarios. They will look at the suitability of your documented advice, will review regulatory aspects of the sales process and will provide a comprehensive report on whether the information given has been clear, fair and not misleading.
Complaints Handling - A team of highly trained individuals on hand to help you with drafting acknowledgement and holding letters, reviewing client files, producing reports following reviews, providing assistance in calculating appropriate redress and offering guidance and support on full end to end case handling.
Mortgage Endowment Redress Calculation - The Complaints team can also calculate redress in relation to Mortgage Endowment complaints (referred to as RU89 calculations).
Suitability Letter Generator Tool - producing client suitability letters can be time consuming. Bankhall provide an online system which is both easy to use and provides a comprehensive library of letters covering many of the products you sell.
Regulatory Bulletins - Delivered via email (or available on the Bankhall member portal); these regular bulletins give you guidance on regulatory and legislative hot topics.
Visit www.bankhall.co.uk to find out more.