We’re hearing from an increased number of wealth, mortgage and protection firms that the FCA is taking a closer look at specific parts of their business — often through information requests or other supervisory powers available to them that need a structured and timely response.

If your firm has been so contacted and you need an experienced third party compliance partner to carry out the required work and provide updates to the FCA, we’re here to help. We’re currently supporting firms who’ve had similar requests from the FCA, and we understand the level of detail and oversight the regulator is looking for.

What’s more, this support is available on a transactional basis even if your day-to-day compliance services are provided by another business.

If you’re in a similar position — or want support before things progress — please reach out and we’ll help you navigate the process with clarity and confidence.