Pauls Compliance Corner

Paul's Compliance Corner

Welcome to Compliance Corner, with me Paul Fothergill. I’m the Regulatory Engagement Manager at PMS, trying to make regulation interesting and accessible. In Compliance Corner you’ll find plenty of content covering all things compliance.

If you’ve only got a couple of minutes take a look at the compliance catch-up documents to quickly get you up to speed on the latest FCA developments from the last month. If you have time for a coffee break why not sit back with one of Paul’s Podcasts and listen to me briefly talk about an important FCA theme and catch up with my colleagues on their roles and how they can help your business to thrive. There’s also and FAQs section covering in more detail some topics that you’ll need to be aware of at the current time.

If there’s anything you’d like to know more about in the exciting world of compliance, please do reach out.

Videos  Compliance Documents Regulatory Reviews FAQs

 

 

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Paul’s Podcast videos

Episode 7: FCA’s 2022/23 Business Plan

Paul's Podcast: Competence and Capability | Episode Six

Paul’s Podcast: Oversight and Complaints | Episode Five

Paul’s Podcast: Anti-Money Laundering | Episode Four

Paul’s Podcast: Firm Resilience | Episode Three

Paul’s Podcast: Culture | Episode Two

Paul’s Podcast: Fair Value | Episode One

Compliance Catch-up Documents